Compliance & Regulatory
Framework
American Group USA operates at the intersection of defense, security, and government advisory — industries governed by some of the most stringent regulatory frameworks in the world. Our compliance posture is not a checkbox. It is the foundation of every engagement.
Zero Violations
No regulatory violations, fines, or enforcement actions in our operating history.
ITAR Registered
Fully registered with the Directorate of Defense Trade Controls (DDTC).
TS/SCI Capable
Personnel cleared and capable of handling Top Secret/SCI classified information.
Continuous Training
Regular compliance training and updates for all personnel involved in regulated activities.
Legal Counsel
Dedicated legal oversight for all defense trade and export control matters.
Audit Ready
Comprehensive recordkeeping and documentation maintained for regulatory audit at any time.
Governing Regulatory Frameworks
Every American Group USA engagement is conducted under the following federal regulatory frameworks. Our compliance program is designed to meet or exceed the requirements of each.
International Traffic in Arms Regulations
U.S. Department of State — Directorate of Defense Trade Controls (DDTC)
ITAR controls the export and import of defense-related articles, services, and technical data listed on the United States Munitions List (USML). American Group USA operates in strict compliance with all ITAR requirements.
All defense articles and services are handled exclusively with ITAR-registered entities
Export licenses obtained prior to any controlled transaction
End-user certificates (EUC) verified and maintained for all applicable transfers
Technical data and controlled information protected under need-to-know protocols
No transactions with DDTC-debarred or sanctioned parties
Ongoing staff training on ITAR obligations and updates
Export Administration Regulations
U.S. Department of Commerce — Bureau of Industry and Security (BIS)
EAR governs the export, re-export, and transfer of dual-use items, software, and technology listed on the Commerce Control List (CCL). American Group USA maintains full compliance with all BIS requirements.
Commerce Control List (CCL) classification reviewed for all applicable items
Export Control Classification Numbers (ECCNs) verified prior to transactions
License determinations made in accordance with BIS guidance
Denied Parties List (DPL) and Entity List screening conducted on all counterparties
Re-export and deemed export controls strictly observed
Recordkeeping maintained in accordance with EAR Part 762 requirements
Bureau of Alcohol, Tobacco, Firearms and Explosives
U.S. Department of Justice — ATF
ATF regulates the manufacture, importation, and distribution of firearms, ammunition, and explosives within the United States. All American Group USA activities involving ATF-regulated items are conducted in full compliance.
All firearms transactions conducted exclusively with Federal Firearms Licensees (FFLs)
Required ATF Forms (Form 4473, Form 3, Form 4) completed accurately and retained
No transfers to prohibited persons or unlicensed entities
National Firearms Act (NFA) items handled in strict accordance with Title II requirements
Importation activities conducted under valid ATF import permits
Compliance with State Department coordination requirements for import of defense articles
Sanctions & Restricted Party Screening
U.S. Department of Treasury — Office of Foreign Assets Control (OFAC)
American Group USA conducts comprehensive sanctions screening on all counterparties, clients, and transactions to ensure full compliance with OFAC-administered sanctions programs and restricted party lists.
Screening against OFAC Specially Designated Nationals (SDN) list prior to all engagements
Consolidated Screening List (CSL) checks performed on all counterparties
No transactions with sanctioned countries, entities, or individuals
Ongoing monitoring for sanctions list updates and changes
Blocked and rejected transaction procedures in place
Voluntary Self-Disclosure (VSD) protocols established for potential violations
Compliance Inquiries
For compliance verification requests, regulatory inquiries, or to initiate a due diligence review prior to engagement, please contact us through our secure channels. All compliance communications are handled with strict confidentiality.
Contact Us SecurelyLegal Disclaimer: The compliance information presented on this page reflects American Group USA's internal policies and procedures as of the date indicated above. This page is provided for informational purposes only and does not constitute legal advice. Regulatory requirements are subject to change; American Group USA continuously monitors applicable laws and updates its compliance program accordingly. Nothing herein creates any obligation or representation beyond what is required by applicable law.